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Securities Enforcement: An Evaluatio...

Rioux, William Gabriel.

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Securities Enforcement: An Evaluation of Recent Legislative Changes.

Record Type:	Electronic resources : Monograph/item
Title/Author:	Securities Enforcement: An Evaluation of Recent Legislative Changes./
Author:	Rioux, William Gabriel.
Published:	Ann Arbor : ProQuest Dissertations & Theses, : 2018,
Description:	206 p.
Notes:	Source: Masters Abstracts International, Volume: 80-05.
Contained By:	Masters Abstracts International80-05.
Subject:	Law enforcement. -
Online resource:	http://pqdd.sinica.edu.tw/twdaoapp/servlet/advanced?query=10936815
ISBN:	9780438672314

Securities Enforcement: An Evaluation of Recent Legislative Changes.
Rioux, William Gabriel.

Securities Enforcement: An Evaluation of Recent Legislative Changes. - Ann Arbor : ProQuest Dissertations & Theses, 2018 - 206 p.

Source: Masters Abstracts International, Volume: 80-05.

Thesis (LL.M.)--University of Toronto (Canada), 2018.

This item must not be sold to any third party vendors.

Typically approached in terms of efficiency, accountability, deterrence, and the best interests of the public, recent research has attempted to determine whether public or private enforcement provides more investor protection and effective market discipline. Instead of pitting public and private enforcement against each other and suggesting that one offers a superior approach, this research work determines that each serves essential and complementary roles in protecting the interests of the investing public. Although a comparative approach between Canadian capital markets and those in the United States will be used, the principal objective is to analyze how the current financial context and recent legislative changes have influenced the Canadian securities landscape. Are recent developments in Canadian securities regulation (public enforcement) truly effective?

ISBN: 9780438672314Subjects--Topical Terms:

607408
Law enforcement.

Securities Enforcement: An Evaluation of Recent Legislative Changes.
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