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Laws and regulations in global finan...

Girasa, Rosario J.,

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Laws and regulations in global financial markets /

紀錄類型:	書目-電子資源 : Monograph/item
正題名/作者:	Laws and regulations in global financial markets // Roy Girasa.
作者:	Girasa, Rosario J.,
面頁冊數:	1 online resource.
內容註:	Investment adviser regulation -- Regulation of broker-dealers -- Mergers and acquisitions -- Bankruptcy of business enterprises -- Banking regulation and credit rating -- Organizations -- Real estate financing regulations -- Selected topics in insurance regulation -- Consumer protection and personal finance.
標題:	Banks and banking, International - Law and legislation. -
電子資源:	http://link.springer.com/10.1057/9781137345462
ISBN:	1137345462 (electronic bk.)

Laws and regulations in global financial markets /
Girasa, Rosario J.,

Laws and regulations in global financial markets /Roy Girasa. - 1 online resource.

Includes bibliographical references and index.

Investment adviser regulation -- Regulation of broker-dealers -- Mergers and acquisitions -- Bankruptcy of business enterprises -- Banking regulation and credit rating -- Organizations -- Real estate financing regulations -- Selected topics in insurance regulation -- Consumer protection and personal finance.

The major financial scandals of the past decade, which have been discussed exhaustively in corporate offices by corporate attorneys, and in accounting firms, have led to the passage of massive Congressional enactments in the United States that impact the world of finance. The enactment of the Sarbanes-Oxley Act in 2002, with its significant provisions of 20-year imprisonment for certain offenses, and the conviction of Enron's CEO and other senior executives, finally caught the attention of corporate executives. Laws and Regulations in Global Financial Markets presents students, researchers, and practitioners with an in-depth global analysis of the legal and regulative aspects of corporate financial markets. Readers are introduced to international developments concerning rules and regulations impacting investment advisers and broker-dealers, bankruptcy law, important legal changes influencing banks and credit ratings organizations, real estate regulations, and insurance law. The book concludes with a discussion of personal finance, financial literacy, and federal statutes centered around the subject matter.

ISBN: 1137345462 (electronic bk.)

Source: 683873Palgrave Macmillanhttp://www.palgraveconnect.comSubjects--Topical Terms:

649725
Banks and banking, International
--Law and legislation.Index Terms--Genre/Form:

542853
Electronic books.

LC Class. No.: K4430 / .G57 2013

Dewey Class. No.: 346/.09

Laws and regulations in global financial markets /
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504 $a Includes bibliographical references and index.
505 0 $a Investment adviser regulation -- Regulation of broker-dealers -- Mergers and acquisitions -- Bankruptcy of business enterprises -- Banking regulation and credit rating -- Organizations -- Real estate financing regulations -- Selected topics in insurance regulation -- Consumer protection and personal finance.
520 $a The major financial scandals of the past decade, which have been discussed exhaustively in corporate offices by corporate attorneys, and in accounting firms, have led to the passage of massive Congressional enactments in the United States that impact the world of finance. The enactment of the Sarbanes-Oxley Act in 2002, with its significant provisions of 20-year imprisonment for certain offenses, and the conviction of Enron's CEO and other senior executives, finally caught the attention of corporate executives. Laws and Regulations in Global Financial Markets presents students, researchers, and practitioners with an in-depth global analysis of the legal and regulative aspects of corporate financial markets. Readers are introduced to international developments concerning rules and regulations impacting investment advisers and broker-dealers, bankruptcy law, important legal changes influencing banks and credit ratings organizations, real estate regulations, and insurance law. The book concludes with a discussion of personal finance, financial literacy, and federal statutes centered around the subject matter.
588 $a Description based on print version record.
650 0 $a Banks and banking, International $x Law and legislation. $3 649725
650 0 $a Capital market $x Law and legislation. $3 834067
650 0 $a International finance $x Law and legislation. $3 654879
650 0 $a Monetary policy. $3 598111
650 7 $a LAW / Administrative Law & Regulatory Practice $2 bisacsh $3 1598294
655 4 $a Electronic books. $2 lcsh $3 542853
776 0 8 $i Print version: $a Girasa, Rosario J. $t Laws and regulations in global financial markets $z 9781137346520 $w (DLC) 2013028666 $w (OCoLC)853313648
856 4 0 $3 Palgrave Connect $u http://link.springer.com/10.1057/9781137345462