東華大學圖書館 |

Language: English

Help

回圖書館首頁

手機版館藏查詢

Back

Switch To: Labeled | MARC Mode | ISBD

Compliance norms in financial instit...

Braun, Tomasz.

Linked to FindBook

Google Book

Amazon

博客來

Compliance norms in financial institutions = measures, case studies and best practices /

Record Type:	Electronic resources : Monograph/item
Title/Author:	Compliance norms in financial institutions/ by Tomasz Braun.
Reminder of title:	measures, case studies and best practices /
Author:	Braun, Tomasz.
Published:	Cham :Springer International Publishing : : 2019.,
Description:	vii, 356 p. :ill., digital ;24 cm.
[NT 15003449]:	Chapter 1. Introduction -- Chapter 2. Compliance Norms and Legal Coherence -- Chapter 3. Compliance in Financial Institutions - Tasks, Functions and Structure -- Chapter 4. The Scope Compliance Norms in Financial Institutions -- Chapter 5. The Impact of Cultural Differences on Compliance Norms -- Chapter 6. Organizing Postulates - A Proposal for A Model Approach.
Contained By:	Springer eBooks
Subject:	Financial institutions - Law and legislation. -
Online resource:	https://doi.org/10.1007/978-3-030-24966-3
ISBN:	9783030249663

Compliance norms in financial institutions = measures, case studies and best practices /
Braun, Tomasz.

Compliance norms in financial institutionsmeasures, case studies and best practices /[electronic resource] :by Tomasz Braun. - Cham :Springer International Publishing :2019. - vii, 356 p. :ill., digital ;24 cm.

Chapter 1. Introduction -- Chapter 2. Compliance Norms and Legal Coherence -- Chapter 3. Compliance in Financial Institutions - Tasks, Functions and Structure -- Chapter 4. The Scope Compliance Norms in Financial Institutions -- Chapter 5. The Impact of Cultural Differences on Compliance Norms -- Chapter 6. Organizing Postulates - A Proposal for A Model Approach.

Initially, introducing compliance functions within the financial industry had been forced by regulatory scrutiny. Later, it started to spread to other regulated companies, in particular those publicly listed. Now, compliance has become an asset of corporates that want to build their reliability among clients, shareholders, employees and business partners. This book looks at the efficiency of the compliance measures introduced and the best practices of building compliance norms. This recently observed practice of compliance was triggered by the expectation of regulators, shareholders, clients, business partners and the public for robust compliance mechanisms. This book looks at the vast interest in this topic among business people who strive to introduce the systems and the mechanisms of non-compliance risk management in their companies and at the uncountable difficulties and obstacles they meet. The book fills the gap of thorough analysis of this subject by pointing out the solutions successfully introduced in global financial organizations, and would be of interest to academics, researchers and practitioners in corporate finance, corporate governance and risk management. Tomasz Braun graduated with his PhD from the Faculty of Law and Administration of Lazarski University, Poland. Since then, he has been a lecturer for courses in corporate law for the same institution. His research areas include banking, finance, M&As and restructuring. Dr. Braun's professional background also includes consulting in cross-border transactions, post-acquisition integration projects, implementing restructuring programmes and dispute resolutions-as a general counsel in global financial institutions and as a partner in international law firms.

ISBN: 9783030249663

Standard No.: 10.1007/978-3-030-24966-3doiSubjects--Topical Terms:

858199
Financial institutions
--Law and legislation.

LC Class. No.: HG173 / .B738 2019

Dewey Class. No.: 332.1

Compliance norms in financial institutions = measures, case studies and best practices /
LDR:03111nmm a2200325 a 4500 001 2218873
003 DE-He213
005 20200120140727.0
006 m d
007 cr nn 008maaau
008 201126s2019 sz s 0 eng d
020 $a 9783030249663 $q (electronic bk.)
020 $a 9783030249656 $q (paper)
024 7 $a 10.1007/978-3-030-24966-3 $2 doi
035 $a 978-3-030-24966-3
040 $a GP $c GP
041 0 $a eng
050 4 $a HG173 $b .B738 2019
072 7 $a KNST $2 bicssc
072 7 $a BUS070140 $2 bisacsh
072 7 $a KFFK $2 thema
082 0 4 $a 332.1 $2 23
090 $a HG173 $b .B825 2019
100 1 $a Braun, Tomasz. $3 3453677
245 1 0 $a Compliance norms in financial institutions $h [electronic resource] : $b measures, case studies and best practices / $c by Tomasz Braun.
260 $a Cham : $b Springer International Publishing : $b Imprint: Palgrave Macmillan, $c 2019.
300 $a vii, 356 p. : $b ill., digital ; $c 24 cm.
505 0 $a Chapter 1. Introduction -- Chapter 2. Compliance Norms and Legal Coherence -- Chapter 3. Compliance in Financial Institutions - Tasks, Functions and Structure -- Chapter 4. The Scope Compliance Norms in Financial Institutions -- Chapter 5. The Impact of Cultural Differences on Compliance Norms -- Chapter 6. Organizing Postulates - A Proposal for A Model Approach.
520 $a Initially, introducing compliance functions within the financial industry had been forced by regulatory scrutiny. Later, it started to spread to other regulated companies, in particular those publicly listed. Now, compliance has become an asset of corporates that want to build their reliability among clients, shareholders, employees and business partners. This book looks at the efficiency of the compliance measures introduced and the best practices of building compliance norms. This recently observed practice of compliance was triggered by the expectation of regulators, shareholders, clients, business partners and the public for robust compliance mechanisms. This book looks at the vast interest in this topic among business people who strive to introduce the systems and the mechanisms of non-compliance risk management in their companies and at the uncountable difficulties and obstacles they meet. The book fills the gap of thorough analysis of this subject by pointing out the solutions successfully introduced in global financial organizations, and would be of interest to academics, researchers and practitioners in corporate finance, corporate governance and risk management. Tomasz Braun graduated with his PhD from the Faculty of Law and Administration of Lazarski University, Poland. Since then, he has been a lecturer for courses in corporate law for the same institution. His research areas include banking, finance, M&As and restructuring. Dr. Braun's professional background also includes consulting in cross-border transactions, post-acquisition integration projects, implementing restructuring programmes and dispute resolutions-as a general counsel in global financial institutions and as a partner in international law firms.
650 0 $a Financial institutions $x Law and legislation. $3 858199
650 0 $a Financial institutions, International $x Law and legislation. $3 918393
650 0 $a Corporate governance. $3 549410
650 1 4 $a Financial Services. $3 2194957
650 2 4 $a Corporate Governance. $2 swd $3 1246506
650 2 4 $a Risk Management. $3 608953
710 2 $a SpringerLink (Online service) $3 836513
773 0 $t Springer eBooks
856 4 0 $u https://doi.org/10.1007/978-3-030-24966-3
950 $a Economics and Finance (Springer-41170)